AFFINA BROKERAGE SERVICES, LLC - Commision and Fee Schedule

Affina Brokerage Services, LLC
600 Midland Avenue
Suite 101
Rye, NY 10580-3902
Phone: 888-423-3462
Fax: 914-921-0849

Online Equity Trades
Market Limit or Stop Orders	$19.95 per trade

Telephone Assisted Equity Trades
Market Limit or Stop Orders	$25.00 per trade

Government Bonds, Treasury Notes & Bills, Corporate Bonds & Brokered CDs
For current pricing, please call 1-888-423-3462

Mutual Funds
Load Funds No Load/Low Load Funds	Fund's Current Commission $25.00 for Purchases and Redemptions

General Services

ACH Transfers
ACH Returned Checks
Dividend Reinvestment
Foreign Securities
Full Account Transfers
Inactive Account*
IRA Conversion Fee
Annual Retirement Account Custodian Fee IRA SEP ($100k or more)
Annual Retirement Account Custodian Fee IRA SEP (less than $100k)
Annual Retirement Account Custodial Fee SIMPLE, QRP
IRA Termination Fee
Legal Transfers
Margin Extensions
Mutual Fund Exchanges
Overnight Mail
Returned Checks
Special Transfers of Securities
Stock Deposit Errors
Voluntary Reorganizations
Wired Funds

No Charge
$25.00
$1.00 per Item
$85.00 per Item
$75.00
$50.00
No Charge
No Charge

$35.00

$50.00

$75.00
$60.00
$25.00
No Charge
$12.00
$25.00
$30.00
$75.00
$25.00
$25.00

* - If no trades are placed within a year (January 1 - December 31)
Not applicable to Collateral Accounts

Affina Brokerage Services, LLC (Affina) is a member of FINRA and SIPC (http://www.sipc.org). This is not an offer or solicitation in any jurisdiction where Affina is not authorized to do business.

Products offered by Affina are not federally insured, are not deposits or obligations of, or guaranteed by Affina or its parent USAlliance Federal Credit Union. Products offered are subject to investment risks, including loss of principal amount invested. Affina is a broker/dealer and the products sold are not insured by NCUSIF. You are strongly urged to consult a financial advisor before making an investment decision.

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Affina Brokerage Services, LLC.